About Us

Founded in 2003, Acumen Compliance is a specialist consultancy focusing on providing regulatory risk and compliance services to clients in the Asset Management, Fund, Insurance and Retail sectors.

We aim to provide our clients with support tailored to their particular needs and through our collaborative approach ensure full knowledge transfer by the end of the assignment.

At Acumen we believe that in the fast changing business and regulatory environment we can add value to our clients' businesses through our specialised expertise gained working in a variety of organisations throughout the industry.

Through our cost efficient approach we can provide flexible support to individual needs. We add value by working closely with our clients to understand their particular requirements and tailor our services to meet them.

Acumen are members of the Association of Professional Compliance Consultants (APCC) and subscribe to that organisations Code of Ethics and Professional Standards.

Management Team

Monica Davies has over 20 years experience in the UK regulatory environment. She is a Member of the Chartered Institute for Securities & Investments (CISI).Monica held compliance positions with 2 major Asset Management/CIF product providers for 5 years before launching her own Consultancy in 1996. She became a co-founder of Acumen Compliance Consultancy in 2003. Monica works particularly in the Asset Management and Fund Administration sectors and has undertaken a number of contract roles with major financial institutions.

Ken Davies is a law graduate who holds an MBA from Bradford University, A Chartered Insurer and a Member of the Chartered Institute for Securities & Investments (CISI).He was President of the Compliance Institute from 2003 to 2005. Ken has held senior Compliance positions at Zurich Financial Services and PPP Lifetime Care after starting his career at Lloyds Abbey Life and Manufacturers Life. In 2003 he became co-founder of Acumen Compliance Consultancy. Ken works particularly with clients in the Retail sector.

© 2014 Acumen Compliance. Acumen Compliance Consultancy is a company limited by guarantee and is registered in England and Wales. Registered number 4897940. Registered Address: Grafton House, Bulls Head Yard, Alcester, B49 5BX. VAT registration number 798103405.